Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara Anne O'Brien is a financial professional with over 20 years of experience in the financial services industry. She is currently registered with Nylife Distributors LLC. Tara Anne O'Brien holds Series 6, 7, and 24 licenses. She has been a General Securities Principal since December 2013. Previously, Tara Anne O'Brien has been employed with PIMCO Investments LLC, Nuveen Securities, LLC and Calvert Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/08/2019 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
01/01/2013 - 11/16/2018
PIMCO INVESTMENTS LLC (NEW YORK NY)
IL
01/11/2000 - 08/04/2011
NUVEEN SECURITIES, LLC (CHICAGO IL)
MD
02/05/1998 - 07/06/1999
CALVERT DISTRIBUTORS, INC. (BETHESDA MD)
BC
Issued 12/02/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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