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Tara Ann Reed

Mizuho Securities USA LLC

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About Tara Ann Reed

Tara Reed is a financial professional with over 25 years of experience in the industry. Tara is currently registered with Mizuho Securities USA LLC, located in New York, NY. Tara has a strong background in the securities industry, with previous experience at firms such as CRT Capital Group LLC, Braver Stern Securities LLC, UBS Securities LLC, Deutsche Bank Alex. Brown Inc., Prudential Securities Incorporated, and Unterberg Harris, L.P. Tara holds the Series 7, Series 24, Series 63, Series 99TO, and SIE licenses.

Firm Information

Tara Reed is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tara Reed’s Registration & Firm History

NY

11/23/2015 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

06/06/2011 - 04/09/2015

CRT CAPITAL GROUP LLC (NEW YORK NY)

NY

07/10/2009 - 06/07/2011

BRAVER STERN SECURITIES LLC (NEW YORK NY)

NY

07/09/2001 - 07/23/2009

UBS SECURITIES LLC (NEW YORK NY)

NY

02/26/2001 - 06/13/2001

DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)

NY

01/14/1997 - 12/31/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/24/1996 - 02/11/1997

UNTERBERG HARRIS, L.P. (NEW YORK NY)

MO

03/11/1996 - 07/15/1996

EVEREN SECURITIES, INC. (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 03/21/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2007

Series 24 - General Securities Principal Examination

BC

Issued 05/19/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Tara Ann Reed.
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