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Tara Ann Baumann

Tiaa-Cref Individual & Institutional Services, LLC

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About Tara Ann Baumann

Tara Ann Baumann is a financial professional with over 23 years of experience in the financial services industry. Tara has been registered with Tiaa-Cref Individual & Institutional Services, LLC since September 2014. Previously, Tara held positions at ADP Broker-Dealer, Inc., Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and Princor Financial Services Corporation. Tara holds FINRA Series 7, Series 63, and SIE licenses and is currently registered with the state of New Jersey and New York. Tara specializes in providing financial planning services and portfolio management for both individuals and businesses.

Firm Information

Tara Baumann is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Tara Baumann’s Registration & Firm History

NJ

09/11/2014 - Present

Tiaa-Cref Individual & Institutional Services, LLC (PRINCETON NJ)

NJ

10/11/2010 - 08/04/2014

ADP BROKER-DEALER, INC. (ROSELAND NJ)

NJ

02/21/2008 - 01/04/2010

FIDELITY BROKERAGE SERVICES LLC (PARSIPPANY NJ)

MA

05/31/2006 - 02/21/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

NJ

09/29/1998 - 05/01/2006

PRINCOR FINANCIAL SERVICES CORPORATION (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 11/11/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tara Ann Baumann.
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