Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tara? Claim Your ProfileTara A Walter is a licensed securities professional with Northwestern Mutual Investment Services, LLC. Tara has been in the industry since 2016. Tara is registered to provide securities advice in 17 states. Tara holds Series 6, 63, and SIE licenses. Prior to joining Northwestern Mutual Investment Services, LLC, Tara was employed by LPL FINANCIAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
06/01/2020 - Present
Northwestern Mutual Investment Services, LLC (POUGHKEEPSIE NY)
NY
03/11/2016 - 05/28/2020
LPL FINANCIAL LLC (HYDE PARK NY)
BC
Issued 06/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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