Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tapasya? Claim Your ProfileTapasya Raut is a financial professional with Mufg Securities Americas Inc.. Tapasya has been in the industry for 1 year. Tapasya holds the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99TO) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/02/2022 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
BC
Issued 10/01/2022
Series 99TO - Operations Professional Examination
BC
Issued 08/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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