Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tapan? Claim Your ProfileTapan Sheth is a financial professional with over 20 years of experience in the financial services industry. Tapan is currently registered with BNP Paribas Securities Corp. in Jersey City, NJ. Tapan is licensed to offer securities and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
12/16/2019 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NJ
09/30/2016 - 04/19/2018
E*TRADE SECURITIES LLC (Jersey City NJ)
NJ
04/06/2016 - 09/30/2016
E*TRADE CLEARING LLC (JERSEY CITY NJ)
FL
07/15/2004 - 11/18/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
FL
01/30/2004 - 07/27/2004
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
NY
11/01/2002 - 01/30/2004
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 11/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2016
Series 99 - Operations Professional Examination
BC
Issued 10/31/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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