Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tao? Claim Your ProfileTao Niu is a financial professional with experience in the financial services industry. Tao is currently registered with Lazard Freres & Co. LLC in Chicago, Illinois. Prior to joining Lazard Freres, Tao worked as a registered representative for J.P. Morgan Securities LLC in New York, New York. Tao holds the Series 7, Series 63, SIE, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
06/13/2024 - Present
Lazard Freres & Co. LLC (CHICAGO IL)
NY
07/06/2017 - 02/11/2020
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 07/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/17/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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