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Tao Chin

Empower Advisory Group, LLC

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About Tao Chin

Tao Chin is a financial advisor with over 19 years of experience in the financial services industry. Tao is registered with Empower Advisory Group, LLC and has been with the firm since January 3, 2020. Previously, Tao worked at VOYA FINANCIAL ADVISORS, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and FIDELITY BROKERAGE SERVICES LLC. Tao holds a Series 63, Series 66, Series 7, and SIE license and is registered to provide securities and investment advisory services in 52 states and the District of Columbia.

Firm Information

Tao Chin is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tao Chin’s Registration & Firm History

FL

01/03/2020 - Present

Empower Advisory Group, LLC (VERO BEACH FL)

CT

12/12/2011 - 07/15/2019

VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)

MA

02/19/2010 - 12/19/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COHASSET MA)

RI

09/17/2009 - 10/09/2009

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

CA

09/12/2000 - 02/13/2009

FIDELITY BROKERAGE SERVICES LLC (SAN DIEGO CA)

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Licenses & Designations

BOTH

Issued 10/26/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Tao Chin. Review regulatory record here.
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