Unclaimed
Tao Bu is a financial advisor with over 14 years of experience in the securities industry. Tao has a strong background in investment banking, having previously worked at Barclays Capital and Lehman Brothers. Tao is currently registered with Blackstone Securities Partners LP. Tao holds a Series 7, Series 63, and Series 79TO licenses. Tao is registered in 53 states and the District of Columbia. Tao specializes in investment banking and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/06/2011 - Present
Blackstone Securities Partners LP (NEW YORK NY)
NY
09/22/2008 - 09/13/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/12/2008 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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