Unclaimed
Tanya Wong is a Registered Representative of Houlihan Lokey Capital, Inc. Tanya has been in the securities industry since January 2019. Tanya holds FINRA Series 63, 79TO and SIE licenses. Tanya is registered with the state of New York and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/29/2019 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 02/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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