Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tanya? Claim Your ProfileTanya Rebekah Mathews is a registered investment advisor representative with LPL Financial LLC. Tanya has been in the industry since December 1994 and is currently registered in Colorado and Texas. Prior to joining LPL Financial LLC, Tanya worked for several firms including Wells Fargo Investments, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Securities Inc., and Janus Distributors, Inc. Tanya has a Series 6, 7, 24, 63 and 65 securities license and the SIE exam. Tanya is a member of FINRA and the Securities Investor Protection Corporation (SIPC). Tanya holds a Uniform Investment Adviser Law Examination and a Uniform Securities Agent State Law Examination. Tanya provides investment advisory services to individuals, businesses, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
05/11/2023 - Present
LPL Financial LLC (BOULDER CO)
CA
12/13/2000 - 11/23/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MN
12/14/2000 - 08/13/2002
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CA
01/20/1998 - 05/07/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
11/12/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
CO
11/16/1994 - 12/15/1997
JANUS DISTRIBUTORS, INC. (DENVER CO)
IA
Issued 05/20/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1997
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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