Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tanya? Claim Your ProfileTanya Narcia Allen smith is a financial professional with over 25 years of experience in the industry. Tanya is currently registered with BNP Paribas Securities Corp. in Jersey City, NJ. Tanya has held previous roles with several other firms, including Newedge USA, LLC, Barclays Capital Inc., Labranche Financial Services, Inc., BNY ESI & CO., INC., CIBC World Markets Corp., and Josephthal Lyon & Ross Incorporated. Tanya holds several licenses including Series 7, 9, 10, 14, 24, 53, 63, 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/18/2014 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
04/20/2011 - 06/30/2014
NEWEDGE USA, LLC (NEW YORK NY)
NY
09/18/2006 - 02/02/2011
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/02/2002 - 10/02/2006
LABRANCHE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
02/01/2000 - 08/28/2002
BNY ESI & CO., INC. (NEW YORK NY)
NY
05/09/1997 - 02/11/2000
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/08/1996 - 04/29/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
BC
Issued 05/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/13/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/30/2002
Series 14 - Compliance Officer Examination
BC
Issued 12/30/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/07/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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