Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tanya? Claim Your ProfileTanya Joseph is a registered representative with TD Securities (usa) LLC and has been in the financial services industry since 2008. Tanya holds Series 7, 63, 86, 87 and SIE licenses. Tanya was previously registered with Cowen and Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tanya is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/06/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
02/10/2015 - 04/10/2024
COWEN AND COMPANY (NEW YORK NY)
NY
11/01/2010 - 10/06/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/26/2008 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 07/21/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/17/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Tanya Joseph is the right advisor for you? Invested Better is here to help.
