Unclaimed
Tanya Farber is a financial advisor with American Enterprise Investment Services Inc. and Ameriprise Financial Services, LLC. Tanya has been in the financial services industry since 1997 and has a wide range of experience. Tanya holds multiple licenses and designations, including Series 6, 7, 24, 52, 53, and SIE, as well as the Operations Professional Examination (Series 99TO).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
08/24/2017 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
08/13/1997 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/26/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2017
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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