Unclaimed
Tanvi Samir Shah is a registered representative associated with Scotia Capital (usa) Inc., holding a Series 63, Series 79TO, and SIE license. Tanvi has been actively involved in the industry since November 27, 2020. Tanvi is registered in 52 states across the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/28/2020 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 01/18/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/01/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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