Unclaimed
Tanner Cierzan is a financial advisor who is currently registered with DFA Securities LLC. Tanner has been in the industry since 2019 and has experience at DFA Securities LLC, Wells Fargo Clearing Services, LLC, and Vanguard Marketing Corporation. Tanner holds FINRA Series 63, 7 and SIE licenses. Tanner is licensed to provide financial advice in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/14/2022 - Present
DFA Securities LLC (CHARLOTTE NC)
MO
07/16/2021 - 11/11/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
NC
10/23/2018 - 01/22/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 10/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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