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Tanner Nicklaus Cierzan

DFA Securities LLC

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About Tanner Nicklaus Cierzan

Tanner Cierzan is a financial advisor who is currently registered with DFA Securities LLC. Tanner has been in the industry since 2019 and has experience at DFA Securities LLC, Wells Fargo Clearing Services, LLC, and Vanguard Marketing Corporation. Tanner holds FINRA Series 63, 7 and SIE licenses. Tanner is licensed to provide financial advice in North Carolina.

Firm Information

Tanner Cierzan is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tanner Cierzan’s Registration & Firm History

NC

12/14/2022 - Present

DFA Securities LLC (CHARLOTTE NC)

MO

07/16/2021 - 11/11/2022

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

NC

10/23/2018 - 01/22/2021

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 10/30/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tanner Nicklaus Cierzan.
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