Unclaimed
Tanner Low is an investment advisor representative at Raymond James & Associates, Inc. Tanner has been in the financial services industry since 2017. Tanner holds the Series 7, Series 10, and Series 66 licenses, and is registered to do business in Alabama, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Idaho, Kansas, Kentucky, Maryland, Minnesota, Mississippi, North Carolina, Ohio, Oklahoma, South Carolina, Tennessee, Texas, and Virginia. Tanner is also registered as an Investment Advisor Representative in Georgia and Texas. Tanner has prior experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lowell & Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/05/2019 - Present
Raymond James & Associates, Inc. (Fayetteville GA)
GA
06/12/2017 - 10/24/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEACHTREE CITY GA)
TX
09/07/2000 - 11/09/2000
LOWELL & COMPANY, INC. (LUBBOCK TX)
BOTH
Issued 07/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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