Unclaimed
Tanja Tennies is a registered representative with North Point Mergers And Acquisitions, Inc. in San Francisco, CA. Tanja has been in the securities industry since October 22, 2013, and has passed the Series 79, SIE, and Series 63 exams. Tanja is licensed in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/15/2023 - Present
North Point Mergers AND Acquisitions, Inc. (SAN FRANCISCO CA)
CA
10/11/2013 - 06/02/2023
MORGAN STANLEY & CO. LLC (Los Angeles CA)
BC
Issued 11/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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