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Tanja D Tennies

North Point Mergers AND Acquisitions, Inc.

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About Tanja D Tennies

Tanja Tennies is a registered representative with North Point Mergers And Acquisitions, Inc. in San Francisco, CA. Tanja has been in the securities industry since October 22, 2013, and has passed the Series 79, SIE, and Series 63 exams. Tanja is licensed in California.

Firm Information

Tanja Tennies is currently registered with North Point Mergers AND Acquisitions, Inc.. North Point Mergers AND Acquisitions, Inc. is a Corporation formed in December 2018. It is registered in 22 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Tanja Tennies’s Registration & Firm History

CA

06/15/2023 - Present

North Point Mergers AND Acquisitions, Inc. (SAN FRANCISCO CA)

CA

10/11/2013 - 06/02/2023

MORGAN STANLEY & CO. LLC (Los Angeles CA)

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Licenses & Designations

BC

Issued 11/13/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tanja D Tennies.
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