Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tania? Claim Your ProfileTania Cristina Licata is a financial advisor at Wells Fargo Clearing Services, LLC. Tania has been in the financial services industry since April 9, 1994. Tania holds a number of licenses and registrations including Series 7, 9, 10, 24, 52TO, 53, 63, and 66, as well as state registrations in Arkansas, Florida, Illinois, Massachusetts, New York, and Utah. Prior to joining Wells Fargo Clearing Services, LLC, Tania worked at U.S. Bancorp Investments, Inc., PNC Investments, Morgan Stanley, Country Capital Management Company, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Dain Rauscher Incorporated, and Everen Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/15/2018 - Present
Wells Fargo Clearing Services, LLC (JACKSONVILLE FL)
IL
09/15/2014 - 05/14/2018
U.S. BANCORP INVESTMENTS, INC. (LOCKPORT IL)
IL
08/15/2014 - 09/08/2014
PNC INVESTMENTS (NAPERVILLE IL)
IL
04/07/2011 - 07/31/2014
MORGAN STANLEY (OAK BROOK IL)
IL
07/09/2010 - 02/14/2011
COUNTRY CAPITAL MANAGEMENT COMPANY (YORKVILLE IL)
IL
06/01/2009 - 07/08/2010
MORGAN STANLEY SMITH BARNEY (CHICAGO IL)
IL
02/02/1999 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
NY
03/02/1998 - 01/21/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
10/27/1994 - 03/02/1998
DAIN RAUSCHER INCORPORATED
MO
01/18/1994 - 10/26/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
BOTH
Issued 05/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/05/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/31/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/12/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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