Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tania? Claim Your ProfileTania Ann Lompa is a financial advisor with Raymond James Financial Services, Inc. Tania has been a registered representative in the securities industry since September 26, 2006. She holds the Series 66, Series 7 and SIE licenses. Tania Ann Lompa is registered in the state of Idaho, Oregon, and Washington. Tania Ann Lompa's office is located at 316 E 3rd Street, The Dalles, OR 97058.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OR
10/19/2023 - Present
Raymond James Financial Services, Inc. (The Dalles OR)
OR
09/27/2006 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (THE DALLES OR)
BOTH
Issued 12/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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