Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tanesha? Claim Your ProfileTanesha Nicole Dicks is a financial advisor registered with LPL Financial LLC. Tanesha has been in the financial industry since 2005, and has experience working for several firms including Morgan Stanley Smith Barney, Citigroup Global Markets Inc. and Wachovia Securities, LLC. Tanesha holds several licenses including Series 6, 7, 63, 66, 99TO and SIE, and is specialized in providing investment advice and financial planning services for individuals, businesses, charitable organizations and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/27/2012 - Present
LPL Financial LLC (FORT MILL SC)
NC
06/01/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (CHARLOTTE NC)
NC
10/02/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NC
09/08/2005 - 09/29/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
BOTH
Issued 12/10/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2007
Series 7 - General Securities Representative Examination
BC
Issued 09/06/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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