Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tandy? Claim Your ProfileTandy Giddens Lewis is a financial advisor with over 40 years of experience in the industry. Tandy Giddens Lewis is currently registered with Raymond James & Associates, Inc. and has been with them since February 2013. Tandy Giddens Lewis specializes in providing financial planning, portfolio management, and investment advice for a variety of clients, including high-net-worth individuals, corporations, and pension plans. Tandy Giddens Lewis is also registered as an Investment Advisor Representative in the states of Louisiana, Tennessee, and Texas. Prior to joining Raymond James & Associates, Inc., Tandy Giddens Lewis was employed by several other firms including MORGAN KEEGAN & COMPANY, INC., AMSOUTH INVESTMENT SERVICES, INC., and INVEST FINANCIAL CORPORATION. Tandy Giddens Lewis holds a Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Tandy Giddens Lewis is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
04/15/2013 - Present
Raymond James & Associates, Inc. (SHREVEPORT LA)
LA
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SHREVEPORT LA)
LA
02/14/2000 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (SHREVEPORT LA)
WI
07/02/1998 - 02/14/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
NA
07/14/1997 - 07/08/1998
DEPOSIT GUARANTY INVESTMENTS, INC.
NA
03/08/1989 - 07/14/1997
CNB INVESTMENTS, INC.
NA
11/06/1981 - 02/04/1987
E. F. HUTTON & COMPANY INC
IA
Issued 09/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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