Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tandi? Claim Your ProfileTandi Marie Stevens is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Springdale, AR. Tandi has been in the industry since February 11, 2007. Before joining Raymond James, Tandi worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated. Tandi holds several licenses and registrations, including Series 7, Series 63, Series 66, Series 9 and Series 10. Tandi specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AR
03/29/2018 - Present
Raymond James Financial Services Advisors, Inc. (SPRINGDALE AR)
AR
01/09/2009 - 04/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROGERS AR)
AR
04/02/2007 - 01/12/2009
MORGAN STANLEY & CO. INCORPORATED (FAYETTEVILLE AR)
AR
02/12/2007 - 04/02/2007
MORGAN STANLEY DW INC. (FAYETTEVILLE AR)
BOTH
Issued 03/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/09/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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