Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tana? Claim Your ProfileTana Lee is a financial professional with over 20 years of experience in the industry. Tana has a broad range of experience working with clients from a variety of backgrounds, including individuals, families, corporations, and charitable organizations. She is currently registered with Citigroup Global Markets Inc. as a registered representative and investment advisor representative. Tana has previously held positions with several other firms, including INDEPENDENT BROKERAGE SOLUTIONS LLC, WELLS FARGO CLEARING SERVICES, LLC, LINCOLN INVESTMENT, HORNOR, TOWNSEND & KENT, INC., NYLIFE SECURITIES LLC, LPL FINANCIAL LLC, CITIGROUP GLOBAL MARKETS INC., GENEOS WEALTH MANAGEMENT, INC., SUNAMERICA SECURITIES, INC., OPPENHEIMER & CO. INC., J.P. MORGAN SECURITIES INC., DEUTSCHE BANK SECURITIES INC., DB ALEX. BROWN LLC, CIBC WORLD MARKETS, and PAINEWEBBER INCORPORATED. Tana is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2023 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
08/02/2022 - 10/09/2023
INDEPENDENT BROKERAGE SOLUTIONS LLC (NEW YORK NY)
CA
02/23/2017 - 08/09/2022
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
PA
07/03/2014 - 02/21/2017
LINCOLN INVESTMENT (Fort Washington PA)
PA
06/25/2013 - 07/07/2014
HORNOR, TOWNSEND & KENT, INC. (HORSHAM PA)
AK
10/12/2011 - 04/25/2012
NYLIFE SECURITIES LLC (ANCHORAGE AK)
CA
09/23/2009 - 06/01/2011
LPL FINANCIAL LLC (SAN DIEGO CA)
AZ
08/09/2006 - 11/21/2008
CITIGROUP GLOBAL MARKETS INC. (PHOENIX AZ)
AZ
08/16/2005 - 07/27/2006
GENEOS WEALTH MANAGEMENT, INC. (PHOENIX AZ)
AZ
02/22/2005 - 08/08/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NY
06/18/2003 - 12/19/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
06/24/2002 - 12/09/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/13/2001 - 04/17/2002
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
11/26/1999 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
05/06/1999 - 11/05/1999
CIBC WORLD MARKETS (NEW YORK NY)
NJ
01/29/1999 - 06/03/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NJ
06/05/1997 - 09/09/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
11/14/1996 - 12/12/1996
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
BOTH
Issued 06/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/16/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/19/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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