Unclaimed
Tan Minh Vu is a financial advisor who has been in the industry since July 2011. Tan is registered with the state of Arizona. Tan Minh Vu is currently employed by Vanguard Marketing Corp. in Scottsdale, Arizona. Tan Minh Vu has passed the Series 4, 6, 7, 24, and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
07/11/2011 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 07/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2014
Series 4 - Registered Options Principal Examination
BC
Issued 07/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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