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Tamra Lynn Enriquez

Steward Partners Investment Advisory, LLC

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About Tamra Lynn Enriquez

Tamra Lynn Enriquez is an Investment Advisor Representative with Steward Partners Investment Advisory, LLC. Tamra has been in the financial industry since 2004. Prior to joining Steward Partners Investment Advisory, LLC, Tamra was with Momentum Independent Network Inc., Hilltop Securities Inc., SCF Securities, Inc., Cetera Advisor Networks LLC, and Wells Fargo Advisors, LLC. Tamra is licensed to sell securities in all states.

Firm Information

Tamra Enriquez is currently registered with Steward Partners Investment Advisory, LLC. Steward Partners Investment Advisory, LLC is an investment advisory firm with approximately $20.43 billion in regulatory assets under management. The firm provides financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. Steward Partners Investment Advisory, LLC has 354 registered representatives and serves a range of clients, including high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and banking or thrift institutions. They are headquartered in New York, NY.
Steward Partners Investment Advisory, LLC

140 E. 45TH STREET

NEW YORK, NY 10017

$20.43B

Assets Under Management

21,758

Total Clients

356

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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financial consulting

Financial consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tamra Enriquez’s Registration & Firm History

TX

02/21/2023 - Present

Steward Partners Investment Advisory, LLC (DALLAS TX)

TX

03/02/2022 - 02/22/2023

MOMENTUM INDEPENDENT NETWORK INC. (DALLAS TX)

TX

02/15/2022 - 02/22/2023

HILLTOP SECURITIES INC. (DALLAS TX)

CA

04/03/2018 - 02/15/2022

SCF SECURITIES, INC. (SAN DIEGO CA)

CA

02/13/2014 - 03/08/2018

CETERA ADVISOR NETWORKS LLC (RANCHO CORDOVA CA)

CA

08/02/2007 - 02/04/2014

WELLS FARGO ADVISORS, LLC (SACRAMENTO CA)

CA

11/13/2003 - 11/02/2006

E*TRADE SECURITIES LLC (RANCHO CORDOVA CA)

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Licenses & Designations

IA

Issued 05/03/2012

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/31/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2019

Series 4 - Registered Options Principal Examination

BC

Issued 01/26/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/22/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Tamra Lynn Enriquez. Review regulatory record here.
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