Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Brown, a financial advisor with over 23 years of experience, has been with Raymond James Financial Services Advisors, Inc. since June 2020. Tammy has a broad range of experience in the financial industry, having previously worked with UBS Financial Services Inc. and Prudential Securities Incorporated. Tammy is a licensed investment advisor in Missouri and Illinois and holds Series 7, 63, and 65 licenses. Tammy is also a co-owner of Old North State Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MO
06/03/2020 - Present
Raymond James Financial Services Advisors, Inc. (Saint Louis MO)
MO
06/16/2000 - 06/12/2020
UBS FINANCIAL SERVICES INC. (ST. LOUIS MO)
NY
09/10/1997 - 06/23/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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