Unclaimed
Tammy Sue Hillman is a financial advisor with Stifel, Nicolaus & Company, Inc. Tammy has over 15 years of experience in the financial services industry. Tammy holds Series 7 and Series 63 licenses. Tammy has been a registered representative with Stiefel, Nicolaus & Company, Inc. since January 3, 2022. Previously, Tammy was registered with LPL FINANCIAL LLC, RBC CAPITAL MARKETS, LLC, ROBERT W. BAIRD & CO. INCORPORATED, and JANNEY MONTGOMERY SCOTT LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/03/2022 - Present
Stifel, Nicolaus & Company, Inc. (CHARLOTTE NC)
SC
01/30/2020 - 01/06/2022
LPL FINANCIAL LLC (FORT MILL SC)
NC
04/21/2014 - 10/31/2019
RBC CAPITAL MARKETS, LLC (CHARLOTTE NC)
NC
02/20/2013 - 04/24/2014
ROBERT W. BAIRD & CO. INCORPORATED (CHARLOTTE NC)
NC
07/24/2007 - 02/22/2013
JANNEY MONTGOMERY SCOTT LLC (CHARLOTTE NC)
BC
Issued 05/05/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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