Unclaimed
Tammy Strucel is a registered representative with Principal Securities, Inc. based in DES MOINES, IA. Tammy has been in the industry since June 19, 2005, and holds a Series 6, 7, 24, and 66 license. Tammy has been with Principal Securities, Inc. since March 18, 2002, and is currently registered in Iowa. Tammy specializes in a variety of investment products, including stocks, bonds, mutual funds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
04/05/2022 - Present
Principal Securities, Inc. (DES MOINES IA)
WI
03/18/2002 - 12/31/2018
PRINCIPAL SECURITIES, INC. (MILWAUKEE WI)
BOTH
Issued 05/17/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/15/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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