Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Leu is an investment advisor representative, with a focus on providing financial planning and portfolio management services to individuals, businesses, and pension plans. Tammy is also a registered representative with Osaic Wealth, Inc. and has been in the financial services industry since 1995. Tammy has earned the Series 6, 7, 24, 26, 51, 63, and 65 licenses. Tammy is registered to provide investment advice in Arizona, California, Florida, Idaho, and Louisiana. Tammy provides services through Osaic Wealth, Inc. and previously held positions at SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., and WMA SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
09/01/2023 - Present
Osaic Wealth, Inc. (SAN JOSE CA)
CA
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (SAN JOSE CA)
AZ
03/21/2001 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
GA
03/24/1995 - 04/18/2001
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 03/16/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 01/17/2003
Series 24 - General Securities Principal Examination
BC
Issued 12/19/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/23/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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