Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Rogan is a registered representative with Robert W. Baird & Co. Inc. in Nashville, Tennessee. Tammy has over 30 years of experience in the financial services industry and holds Series 7, Series 63, and Series 66 licenses. She is also a registered investment advisor in Tennessee. Tammy has previously worked at UBS PaineWebber Inc., J.C. Bradford & Co., and SunTrust Equitable Securities. Tammy specializes in providing investment advice to individuals, businesses, and institutions. Tammy is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
TN
03/23/2004 - Present
Robert W. Baird & Co. Inc. (NASHVILLE TN)
NJ
08/14/2000 - 11/16/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
04/10/2000 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
GA
10/29/1993 - 03/31/2000
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
BOTH
Issued 02/21/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Tammy Rogan is the right advisor for you? Invested Better is here to help.
