Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Jones is an active financial advisor registered with both FINRA and the SEC and holds a Series 65, Series 63 and Series 7 license. Tammy has over 29 years of experience in the financial services industry. Tammy currently works with Edward Jones as an investment advisor representative. Tammy previously worked with Charles Schwab & Co., Inc., LPL Financial Corporation, AIG Financial Advisors, Inc., UnionBanc Investment Services, LLC, Citigroup Global Markets Inc., and M.L. Stern & Co. Inc. Tammy serves individuals, corporations and other businesses, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
04/22/2019 - Present
Edward Jones (Monterey CA)
CA
10/20/2009 - 03/25/2019
CHARLES SCHWAB & CO., INC. (CARMEL CA)
CA
08/05/2009 - 10/12/2009
LPL FINANCIAL CORPORATION (SALINAS CA)
CA
12/15/2006 - 06/03/2008
AIG FINANCIAL ADVISORS, INC. (SALINAS CA)
CA
01/05/2005 - 12/18/2006
UNIONBANC INVESTMENT SERVICES, LLC (SALINAS CA)
NY
06/24/1996 - 12/31/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
08/25/1993 - 05/21/1996
M.L. STERN & CO. INC. (BEVERLY HILLS CA)
IA
Issued 12/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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