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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Hafner is an investment advisor representative associated with Cetera Investment Advisers LLC. Tammy has been in the financial services industry since 2001. Tammy is registered in Florida, Georgia, Indiana, Kentucky, New Hampshire, Ohio, Tennessee, and Texas. Tammy holds Series 6, 7, 63, 65, and 66 licenses. Tammy is a financial professional who offers financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. Tammy is committed to providing clients with personalized financial advice and guidance to help them reach their financial goals.
PROSPECT, KY
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
03/21/2024 - Present
Cetera Investment Advisers LLC (PROSPECT KY)
OH
05/19/2004 - 08/22/2008
MULTI-FINANCIAL SECURITIES CORPORATION (CINCINNATI OH)
RI
11/15/2001 - 03/30/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 11/14/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 3/5/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/30/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/25/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/14/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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