Unclaimed
Tammy Ashton has been a registered representative in the financial services industry since December 2005. Tammy is currently registered with Benjamin F. Edwards & Company, Inc. and has been with the firm since December 2009. Tammy has passed the Series 7, Series 66 and SIE exams. Tammy holds registrations in the following states: Arizona, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Missouri, North Carolina, Ohio, South Carolina, Texas, Virginia, and Wisconsin. Tammy has also held prior registrations with Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc. Prior to joining Benjamin F. Edwards & Company, Inc., Tammy was employed at Wells Fargo Advisors, LLC, in Peoria, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
05/24/2010 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
IL
01/01/2008 - 12/10/2009
WELLS FARGO ADVISORS, LLC (PEORIA IL)
IL
12/21/2005 - 01/03/2008
A. G. EDWARDS & SONS, INC. (PEORIA IL)
BOTH
Issued 08/29/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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