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Tammy Presley Santi

Schwab Wealth Advisory, Inc.

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About Tammy Presley Santi

Tammy Santi Presley is a financial advisor at Schwab Wealth Advisory, Inc. in Lone Tree, Colorado. Tammy has been working in the financial industry since 2008. Tammy has a wide range of experience in the industry. Tammy has Series 7, Series 63, Series 65, and Series 66 registrations, and has held a Series 24 registration in the past.

Firm Information

Tammy Santi is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Tammy Santi’s Registration & Firm History

CO

09/21/2021 - Present

Schwab Wealth Advisory, Inc. (Lone Tree CO)

CO

07/03/2009 - 01/22/2010

EDWARD JONES (LAKEWOOD CO)

IL

12/12/1995 - 01/05/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 09/02/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/03/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/23/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/26/1996

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Tammy Presley Santi.
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