Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Minhung Lin is a financial professional with over 25 years of experience in the industry. Tammy currently works at Daiwa Capital Markets America Inc. as a registered representative. Tammy has previously worked at Nomura Securities International, Inc. and BZW Securities Inc. Tammy's expertise includes equity trading and various investment products. Tammy holds multiple FINRA licenses and is registered in several states across the country.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/31/2006 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
03/18/1998 - 07/19/2006
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/18/1996 - 02/09/1998
BZW SECURITIES INC. (NEW YORK NY)
BC
Issued 10/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/31/1997
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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