Unclaimed
Tammy Webb is a financial advisor with Arete Wealth Management, LLC, located in Brewster, NY. Tammy has been in the financial services industry since June 2008. Tammy is registered with the state of New York and holds the Series 6, Series 63, Series 66, and SIE licenses. Tammy has experience with a variety of firms including National Securities Corporation, Prime Capital Services, Inc., Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/21/2022 - Present
Arete Wealth Management, LLC (Brewster NY)
NY
01/25/2021 - 07/19/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
11/22/2013 - 11/25/2020
NATIONAL SECURITIES CORPORATION (POUGHKEEPSIE NY)
NY
02/04/2013 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NY
06/01/2009 - 04/05/2012
MORGAN STANLEY SMITH BARNEY (POUGHKEEPSIE NY)
NY
05/05/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (POUGHKEEPSIE NY)
CT
06/25/2007 - 05/27/2008
INFINEX INVESTMENTS, INC. (RIDGEFIELD CT)
BC
Issued 05/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 01/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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