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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Swanson is an investment advisor representative with Morgan Stanley. Tammy has been working in the financial industry since 1995. Tammy has a strong track record of success in helping clients achieve their financial goals. Tammy is committed to providing her clients with personalized financial advice and guidance. Tammy is a registered representative in several states. Tammy is also registered as an investment advisor representative. Tammy has a variety of specializations including retirement planning, estate planning, and college savings. Tammy is dedicated to providing her clients with the highest level of service and expertise. Tammy is also very involved in the community. She is a member of the Geneva Chamber of Commerce and volunteers her time to several local charities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
04/02/2020 - Present
Morgan Stanley (GENEVA IL)
IL
08/24/2007 - 12/23/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LISLE IL)
IL
06/20/2005 - 08/15/2007
A. G. EDWARDS & SONS, INC. (ST. CHARLES IL)
IL
11/16/2004 - 06/28/2005
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
TX
01/05/1995 - 11/08/2004
VAN KAMPEN FUNDS INC. (HOUSTON TX)
IA
Issued 07/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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