Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Lynn Swann is a financial advisor with LPL Financial LLC. Tammy has been in the financial industry for over 17 years and has experience in both broker-dealer and investment advisor roles. Tammy currently holds registrations as a Registered Representative and Investment Advisor Representative in the state of Texas and Oklahoma, among other states. Tammy has a strong background in portfolio management and financial planning, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/23/2023 - Present
LPL Financial LLC (SAN ANTONIO TX)
TX
10/19/2012 - 05/22/2023
SIGMA FINANCIAL CORPORATION (SAN ANTONIO TX)
TX
06/29/2011 - 11/01/2012
AMERIPRISE FINANCIAL SERVICES, INC. (SAN ANTONIO TX)
TX
08/27/2008 - 07/06/2011
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
TX
03/10/2006 - 08/28/2008
H&R BLOCK FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
BOTH
Issued 04/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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