Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Lynn Schmaltz is a financial advisor with Raymond James & Associates, Inc. She has been in the industry since 2003 and has experience working with a variety of clients, including individuals, corporations, and institutions. Tammy has a Series 7, 31, and 66 license. She is also registered with the state of Indiana. Tammy specializes in providing financial planning, portfolio management, and other investment advisory services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
02/13/2013 - Present
Raymond James & Associates, Inc. (Carmel IN)
IN
09/13/2010 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (INDIANAPOLIS IN)
IN
09/01/2006 - 08/25/2010
TRANSAMERICA FINANCIAL ADVISORS, INC (INDIANAPOLIS IN)
IN
08/23/2005 - 08/17/2006
DAVID A. NOYES & COMPANY (INDIANAPOLIS IN)
NY
04/11/2003 - 08/29/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/07/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 04/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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