Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Lynn Roccato is a financial professional with over 20 years of experience in the financial services industry. Tammy currently works at M. S. Howells & Co. in BLUE BELL, PA, where she has been registered since February 2022. Tammy has held previous positions at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC., CADARET, GRANT & CO., INC., and H.D. VEST INVESTMENT SERVICES. Tammy holds a Series 63 license, as well as Series 6 and SIE licenses. Tammy is currently registered as a broker in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/14/2022 - Present
M. S. Howells & Co. (BLUE BELL PA)
PA
09/22/2021 - 10/21/2021
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. (Blue Bell PA)
PA
10/21/2010 - 09/22/2021
CADARET, GRANT & CO., INC. (Blue Bell PA)
PA
06/09/2003 - 10/25/2010
H.D. VEST INVESTMENT SERVICES (HATFIELD PA)
BC
Issued 07/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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