Unclaimed
Tammy Lynn Brown is a financial advisor registered with Thrivent Investment Management Inc. Tammy has been in the industry since 2001 and holds the Series 6, Series 7, Series 63, and Series 65 licenses. Tammy also works with churches and non-profit sharing retirement accounts, high net worth individuals, corporations or other businesses, and individuals other than high net worth individuals. Tammy has previously worked with several other financial firms including MONEY CONCEPTS CAPITAL CORP, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., FIRST TENNESSEE BROKERAGE, INC., PNC INVESTMENTS, FIFTH THIRD SECURITIES, INC., THE INVESTMENT CENTER, INC., INTERSECURITIES, INC., LEGACY FINANCIAL SERVICES, INC., FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and FIDELITY BROKERAGE SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
05/24/2021 - Present
Thrivent Investment Management Inc. (Bowling Green KY)
KY
07/22/2013 - 04/25/2014
MONEY CONCEPTS CAPITAL CORP (LOUISVILLE KY)
TN
10/23/2009 - 07/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NASHVILLE TN)
TN
08/18/2009 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRENTWOOD TN)
TN
05/16/2008 - 06/23/2008
FIRST TENNESSEE BROKERAGE, INC. (NASHVILLE TN)
OH
04/20/2007 - 04/30/2008
PNC INVESTMENTS (CINCINNATI OH)
KY
04/07/2005 - 02/23/2007
FIFTH THIRD SECURITIES, INC. (FLORENCE KY)
NJ
06/04/2001 - 05/20/2003
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
FL
12/23/1998 - 08/28/2000
INTERSECURITIES, INC. (ST. PETERSBURG FL)
CA
08/16/1996 - 12/31/1996
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
RI
01/26/1995 - 05/12/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
12/10/1993 - 01/26/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
IA
Issued 11/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2005
Series 7 - General Securities Representative Examination
BC
Issued 12/09/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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