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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Lyn Mudd is a financial advisor with over 30 years of experience in the industry. Tammy is currently registered with Wells Fargo Clearing Services, LLC. Tammy has been with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC since 2009 and 2016, respectively. Prior to that, Tammy worked at A. G. EDWARDS & SONS, INC., LINCOLN FINANCIAL ADVISORS CORPORATION and THE LINCOLN NATIONAL LIFE INSURANCE COMPANY, among others. Tammy specializes in providing financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Tammy holds the Series 6, 7, and 63 securities licenses, as well as the SIE exam. Tammy is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/18/2012 - Present
Wells Fargo Clearing Services, LLC (CHESTERFIELD MO)
MO
09/08/1998 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ST. PETERS MO)
IN
01/13/1988 - 10/01/1998
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/13/1988 - 10/01/1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NA
01/13/1988 - 01/03/1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
NA
04/04/1986 - 01/20/1988
MONARCH SECURITIES, INC.
BC
Issued 03/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/03/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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