Unclaimed
Tammy Dufrene is a financial advisor with PFS Investments Inc. in Dallas, Texas. Tammy has been working in the financial services industry since 2013. She holds the Series 6 and Series 63 licenses. She also has a Series SIE license. Previously, she was a financial advisor with PFS INVESTMENTS INC. in Baton Rouge, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
TX
01/15/2020 - Present
PFS Investments Inc. (DALLAS TX)
LA
01/25/2016 - 12/31/2019
PFS INVESTMENTS INC. (BATON ROUGE LA)
LA
02/26/2013 - 12/31/2015
PFS INVESTMENTS INC. (BATON ROUGE LA)
BC
Issued 09/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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