Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Louise Borchers is a registered representative with Cadaret, Grant & Co., Inc. and has over 11 years of experience in the financial services industry. Tammy has a Series 7, 9, 10, 24, 66, 99TO and SIE. Tammy also holds a license in New York for both securities and investment advisory services. Before joining Cadaret, Grant & Co., Inc. Tammy worked with Waddell & Reed and Wells Fargo Advisors LLC. Prior to that, Tammy was a payee representative for Phyllis Korfhage. Tammy specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/23/2021 - Present
Cadaret, Grant & CO., Inc. (SYRACUSE NY)
KS
11/03/2017 - 08/24/2021
WADDELL & REED (OVERLAND PARK KS)
KS
12/13/2012 - 10/25/2017
WELLS FARGO CLEARING SERVICES, LLC (OVERLAND PARK KS)
MO
02/03/2012 - 12/18/2012
UBS FINANCIAL SERVICES INC. (KANSAS CITY MO)
BOTH
Issued 06/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/29/2018
Series 24 - General Securities Principal Examination
BC
Issued 09/11/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/20/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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