Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Lou Smith is a financial professional registered with Empower Financial Services, Inc. Tammy has been in the industry for over 3 years and has a strong understanding of investment products and strategies. Tammy holds the Series 63, SIE and Series 6TO licenses and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
08/03/2020 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
BC
Issued 11/14/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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