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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Weston is a financial advisor with over 16 years of experience in the industry. Tammy is registered with Morgan Stanley and is currently based in their Portland, Maine office. Tammy has a strong background in helping clients with their financial needs, including investment planning, retirement planning, and estate planning. Tammy has earned the Certified Financial Planner designation and holds several licenses and registrations, including Series 7, Series 66, and SIE. Tammy has previously worked at UBS Financial Services Inc. and Key Investment Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
ME
08/23/2016 - Present
Morgan Stanley (Portland ME)
ME
07/22/2010 - 09/14/2016
UBS FINANCIAL SERVICES INC. (PORTLAND ME)
OH
02/04/2009 - 11/06/2009
KEY INVESTMENT SERVICES LLC (BROOKLYN OH)
ME
07/04/2003 - 02/16/2007
MCDONALD INVESTMENTS INC. (PORTLAND ME)
BOTH
Issued 10/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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