Unclaimed
Tammy L Dennis is a financial advisor who has been in the industry since 2013. Tammy is currently registered with Pruco Securities, LLC in Pennsylvania. Tammy has previously been registered with NYLIFE Securities LLC and W&S Brokerage Services, Inc. Tammy holds the Series 6, 7, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
PA
09/21/2022 - Present
Pruco Securities, LLC (Warrington PA)
PA
08/29/2013 - 03/20/2015
NYLIFE SECURITIES LLC (BERWYN PA)
PA
03/04/2013 - 08/21/2013
W&S BROKERAGE SERVICES, INC. (BALA CYNWYD PA)
BOTH
Issued 09/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/02/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/14/2022
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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