Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Kaufman is a financial professional with over 10 years of experience in the financial services industry. Tammy is currently registered with Riversource Distributors, Inc. and holds a Series 6, Series 7, and Series 63 securities license. Tammy has also previously worked with Cetera Investment Services LLC and CUNA Brokerage Services, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
10/29/2020 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
05/14/2020 - 10/15/2020
CETERA INVESTMENT SERVICES LLC (ST. CLOUD MN)
IA
09/25/2018 - 06/28/2019
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
IA
09/24/2004 - 06/21/2011
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
05/26/2003 - 09/10/2004
DIVERSIFIED INVESTORS SECURITIES CORP. (HARRISON NY)
BC
Issued 10/08/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/22/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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