Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tammy? Claim Your ProfileTammy Pioch is an investment advisor representative registered with Hightower Advisors, LLC. Tammy has been in the industry since 2005 and holds a Series 66 and a Series 7 license. Tammy has worked for a number of other firms previously including UBS Financial Services Inc., RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Tammy's specializations include financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals, and treasury management for corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
01/14/2025 - Present
Hightower Advisors, LLC (CHICAGO IL)
CA
11/09/2017 - 04/02/2019
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CA
08/08/2017 - 11/15/2017
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
CA
03/27/2014 - 06/02/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NY
09/09/2010 - 08/01/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CA
05/29/2007 - 12/10/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
07/21/2005 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN FRANCISCO CA)
BOTH
Issued 09/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
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